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358 changes: 358 additions & 0 deletions research/dyadic-omega-counterexample/PROOF.md

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145 changes: 145 additions & 0 deletions research/dyadic-omega-counterexample/README.md
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# The dyadic formal error peak has leading constant two

**Exact counterexample and scoped written proof; No new κ.** In the unchanged
balanced dirty word, the proposed universal Omega cut does not maximize
accumulated independent completed-leaf errors. At 128 factors a later scratch
readout has total formal channel mass **26,144**, versus **26,028** at Omega.
The same mechanism gives a family of counterexamples at every dyadic size
from 128 onward, and an asymptotically sharp all-cut upper bound:

\[
E_\infty(2^h)\le 2\cdot4^h-3^h,
\qquad \lim_{h\to\infty}\frac{E_\infty(2^h)}{4^h}=2.
\]

The old fixed Omega cut has leading constant 11/6. This is a result about
formal free-algebra error mass, not a multiplication speed improvement or
physical rounding lower bound. The complete argument is in [PROOF.md](PROOF.md).
It uses credited source lemmas; neither human independent review nor a formal
proof kernel is claimed. Finite checks corroborate, rather than prove, the
all-height statements.

## Exact result and chronology

For height h>=2, use the positive word on n=2^h factors; number registers
x=0, y=1, z_j=j+1. Read z_2 at completed-leaf count
`4^h-(4^(h-2)+2)/3`. Its exact total channel mass is

K_h = (47*4^h - 68*3^h + 48*2^h - 20)/24.

Subtracting the fixed Omega mass gives
`4^h/8-3^h+2^(h+1)-1`, positive for every h>=7. At h=7:

| Readout | Completed leaves | Register | Nonzero channels | Total mass |
| --- | ---: | ---: | ---: | ---: |
| New cut | 16042 | 3 | 15594 | 26144 |
| Omega | 15018 | 8 | 14891 | 26028 |

[WITNESS.json](WITNESS.json) includes both full profiles and SHA256 digests of
**every signed channel polynomial**, including zero channels. The first error
budget at which this new profile wins is 15479. At budget 29 the old cut still
wins, 176 versus 175: the new cut is not a replacement universal profile.

A deeper version of the same cut family approaches leading constant two.
The upper bound pairs a forward prefix with its complementary inverse prefix,
and charges their combined mass to complete-call exit supports. Section 6 of
the proof gives explicit finite formulas and the limiting argument. We do not
claim the first possible counterexample, an exact finite-height global
maximum, or a maximizing cut for every error budget.

## Source pins, novelty and credit

Base and checkpoint canonical main:
`7c49fe32c55de02c2c873655c804b16e4c3fef0a`.
[SOURCES.json](SOURCES.json) pins all five live inputs by SHA256 and Git blob,
and the selected certificate/task catalogue as historical provenance.
The selected accepted value at this base is 0.003125804, from #6030's audited
source `772dd10a5859a1d15f4851feb371519789213ad8`; it is unchanged.

- Chafik Boukhalfa's #628 supplies the balanced reserved-depth dirty word.
- Philippe Van Velzen (`philippeVV`), #2177, original head
`2cbbb48d3b580e018312278c97b63817de963be7`, supplies the single-error and
prefix/exit lemmas, finite accumulated-error census, and conjecture C1.
Its substantial Claude assistance and predecessor credit remain intact.
- ywz65, #2735, original head `90a507b39063cfaebdf92794fcb9d18f358439a6`,
proves the fixed Omega profile and complete-call support recurrences,
explicitly leaving C1 open. That fixed-cut theorem is unaffected.
- Adam Gall's #2067 supplies endpoint channel counts. Retain the earlier
transport lineage credited by #2177, including woklerx, Charles Bethin
(#1416), Arham Tahir (#1374) and Hanson Sun (#1085).
- The overlap review also considered #5938, #6668 and #6770. Their
single-channel/count or interval-transport scopes differ from the sum over
all independent errors in a chronological prefix here; they are not inputs.

The new contribution is the C1 counterexample, its exact all-height family,
and the matching leading asymptotic for global formal total mass. No copied
source verifier or recurrence engine is used. The primary replay extracts only
an authenticated predecessor leaf generator for an explicit order comparison;
its own word and polynomial engines remain separate. The forward replay uses
neither that generator nor the primary engine.

Prepared for **@CubeJerry**, with substantial **OpenAI Codex assistance** in
mathematics, code, verification and writing. All new files are Apache-2.0.
No delegated agents or independent human review are represented.

## Reproduce

Python 3.12, standard library only, from the repository root:

```sh
python3 -I -B scripts/research_package.py --package research/dyadic-omega-counterexample
```

Expected: `PASS_REGISTERED_RESEARCH_PACKAGE research/dyadic-omega-counterexample outcome=completed`,
with `PASS_DYADIC_OMEGA_COUNTEREXAMPLE`, `PASS_FORWARD_OMEGA_COUNTEREXAMPLE`, and
`PASS_COLD_OPTIMIZED_AND_TAMPER_CONTROLS`. The package authenticates its five
source inputs. A Git-free export runs the three registered commands directly;
provenance/metadata validation through the repository hook additionally uses Git.

The bounded replay checks:

- 134 literal source-order comparisons; 32 full profile comparisons through
height 8; 28 literal generalized-family cases; 4950 integer
recurrence/formula pairs through height 100.
- A separately written **forward** interpreter of all 16,384 witness leaves,
using reversed literal lists for inverses and integer-encoded words rather
than backward tuple words. Both complete signed polynomial digests match.
Another 1954 paired-prefix/readout cases check the upper-bound mechanism
through height 4, including scratch-bound equality.
- Ten primary and four forward controls, including wrong inverse order,
omitted restoration, endpoint/wrong-register substitutions, independent
versus shared opposite errors, and altered typed/profile/digest receipts.
- Cold Git-free replay under optimized Python (`-O`) with warnings treated
as errors, then actual corruption of each source input and the witness,
all required to fail. This is a portability/failure-detection check,
not a third independent mathematical implementation.

[VALIDATION.md](VALIDATION.md) records the executed checks and their limits.
[TASK.json](TASK.json) records the changed scope, seed, local claim,
search/overlap coverage and stopping rule; [VERIFY.json](VERIFY.json) registers
exact commands. Sparse archive search and live term searches are not an
exhaustive novelty certificate. No repository-wide historical scientific
replay is needed or claimed for this isolated result.

## Scope and inherited assumptions

Errors are distinct formal symbols injected **after completed leaves**.
Factors are free and noncommuting; the source's prefix and exit lemmas and
exact scratch restoration are retained. Mass bounds operator error for
contractive factors by the triangle inequality; simultaneous realization
by native operators or rounding is not proved. The package does not cover
internal leaf intermediates, numerical inverses, aliasing, a rounded caller,
or precision/tape costs. All five selected assumptions remain:
`native_all_columns`, `owned_erasure`, `compiler`, `precision_tape`,
`analytic_recovery`. C1 is a separate conjecture, not a selected assumption.

## Open next questions

1. Determine exact finite-height maxima and error-budget tradeoffs. A useful
next step is a proved phase recurrence preserving complete channel profiles
and collisions; a mass-only exploratory recurrence is insufficient.
2. Connect this formal envelope to one pinned native rounding implementation,
including inverse phases, restoration, boundaries and tape costs, before
pricing any effect at the selected multiplication caller.

The finished result requires neither question to be settled. **No new κ.**
48 changes: 48 additions & 0 deletions research/dyadic-omega-counterexample/SOURCES.json
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120 changes: 120 additions & 0 deletions research/dyadic-omega-counterexample/TASK.json
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@@ -0,0 +1,120 @@
{
"schema_version": 1,
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"base_commit": "7c49fe32c55de02c2c873655c804b16e4c3fef0a",
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"id": "uniform-transfer-audit",
"question": "Can one of the selected record's five inherited assumptions be proved at its actual caller?",
"starting_points": [
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"certificates/selected-result.json",
"docs/research/pr-intake-evidence/pr5599-completion/PROOF-REVIEW.md"
],
"methods": [
"Construct and independently check one source-bound instance of the stated first experiment.",
"Seek an exact counterexample or target-specific complete-budget obstruction to that same proposed change."
],
"acceptance_gate": "Identify the proposition and what would change downstream; do not equate a finite replay with a universal proof.",
"first_step": {
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"python3",
"-B",
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],
"expected": "PASS_RESEARCH_BASELINE_BINDINGS_ONLY",
"inspect": "Read revision 8, the selected review and live exact-source handoffs. Then follow this card's bounded first_experiment.",
"scope": "Source-bound orientation only, not a supplier replay or theorem proof."
},
"first_experiment": "Choose one assumption ID (native_all_columns, owned_erasure, compiler, precision_tape, analytic_recovery), one quantified implication and exact dependency closure. Check current handoffs, including #5625 row reentry and #5707 root-prefix lowering, without treating their partial scope as the whole theorem. Prove or falsify that implication with a caller-bound argument; stop at the chosen obligation. Finite tests or root digits do not discharge an all-size statement.",
"bottleneck_link": "Judge the actual current supplier contract and complete signed target/paid bill; frozen-profile ceilings require an applicability proof.",
"allowed_variations": [
"One exact source head, helper/cut region or quantified proposition and changed hypothesis; check live handoffs first. Different seeds are not different scopes."
],
"scope_change_triggers": [
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"Treating an archived proposal or local numerical pass as complete supplier admission."
],
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"owned_erasure",
"compiler",
"precision_tape",
"analytic_recovery"
],
"existing_checks": [
{
"scope": "PR #4100: proposed unconditional construction and finite checks, without independent acceptance.",
"evidence": "research/unconditional-batched-crt/README.md",
"remaining": "Independent proof audit of one caller-bound all-size implication; all other premises remain explicit.",
"status": "author-checked",
"source_commit": "337d04939571a637aeab54a0f58f54fde811663a",
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"evidence": "docs/research/pr-intake-evidence/pr5599-completion/PROOF-REVIEW.md",
"remaining": "The next experiment must identify uncovered source-specific work. Successor archive intake does not transfer this admission.",
"status": "reviewed",
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]
},
"scope_status": "changed",
"actual_scope": "Test PR2177 Conjecture C1 for independent completed-leaf errors in the unchanged balanced dirty word; give an exact dyadic counterexample and a written all-height asymptotic bound.",
"scope_change_reason": "After the revision-8 selection and live overlap review, narrowed the precision audit to the explicitly open historical C1 conjecture in #2177/#2735. This is not an audit or discharge of the selected record's precision_tape assumption at its caller.",
"bottleneck_link": "Precision-side result: a proposed universal interior cut underestimates formal accumulated leaf-error mass. The new all-cut upper bound and matching leading asymptotic replace that conjectural estimate within the dirty-word model. No complete numerical compiler, supplier admission or improvement in kappa follows.",
"budget_minutes": 120,
"stop_rule": "One deterministic dyadic phase-structure investigation, heights 0..8 for candidate discovery; stop the global-optimality search after finding and independently replaying a strict witness. Extend only the same complementary-cut mechanism to an all-height family and upper bound. Freeze the mathematical scope before the final 30 minutes of the 120-minute budget; no unrelated search or parameter sweep.",
"outcome": "completed",
"evidence": "PROOF.md gives C1 counterexamples for h>=7, a source-derived upper bound, and E_infinity(2^h)/4^h -> 2. WITNESS.json records 26144 versus 26028 at n=128. verify.py and forward_check.py use different word generation, propagation directions and monomial encodings; they match complete signed channel digests. portable_check.py checks optimized Git-free replay and actual input/receipt corruption.",
"author": "@CubeJerry",
"ai_assistance": "Prepared for @CubeJerry with substantial OpenAI Codex assistance in source review, mathematics, implementation, testing and writing. No delegated agents, independent human review or proof-kernel acceptance is claimed.",
"open_questions": [
{
"question": "What is the exact finite-height maximum, and which cuts maximize each error budget?",
"why_it_matters": "The new family fixes the asymptotic leading constant but does not replace C1 with a universal maximizing profile; at budget 29 the old cut still wins.",
"first_step": "Develop a proved finite-state phase recurrence that retains complete profiles or a certified dominance relation, then test all cuts and both orientations at small heights.",
"blocked_by": "A proof that the state representation preserves every channel collision and the tradeoffs between error budgets; the exploratory mass recurrence is not such a certificate."
},
{
"question": "How does this formal error envelope enter an actual rounded compiler at the selected caller?",
"why_it_matters": "Formal free-algebra mass is only an upper error envelope; actual precision cost and attainability determine whether this affects the multiplication construction.",
"first_step": "Pin one native operator realization and its per-leaf rounding model, including inverse phases, internal intermediates, boundary values and restoration, before pricing a complete caller.",
"blocked_by": "No such native rounding or tape model is supplied by this package; all five selected framework assumptions remain."
}
],
"track": "adversarial-audit",
"track_integer": 64,
"selection_seed": "00000000000000000000000000000064",
"claim": {
"created_utc": "2026-11-06T11:56:00Z",
"expected_finish_utc": "2026-11-06T13:51:00Z",
"method": "Complementary forward/inverse phase cuts; exact free-algebra replay. No randomized sampling.",
"coordination": "Local claim: no pinned sprint issue found; connected tools do not expose Discussions posting. Read Discussions #1163/#1166 and active discussion list; do not create a reservation issue."
},
"overlap": {
"candidates": [
"Net completion-tax application (#6769/#6771, recently covered)",
"Independent-leaf interior accumulation (chosen; C1 open in #2177/#2735)",
"Restored-helper compression contract (#6760, recently covered)"
],
"sources": "Current priority and family files; PR ledger; live all-state PR searches for Omega/channel, C1/leaf, Omega/counterexample and 26144; #2177, #2735, #5938, #6668 and #6770.",
"limits": "Sparse offline search read 7 notes and omitted 8910 paths; live term searches and handoff review reduce overlap risk but are not an exhaustive novelty certificate.",
"distinct_result": "#2735 proves the fixed Omega profile and leaves C1 open. #6668 concerns maximal single-channel counts; #6770 concerns interval register transport. This package counts every independent error over a chronological prefix and disproves C1."
},
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"at_utc": "2026-11-06T12:34:13Z",
"canonical_main": "7c49fe32c55de02c2c873655c804b16e4c3fef0a",
"result": "Pre-publication canonical main unchanged after fetch; revision 8, selected certificate, guidance and frozen inputs unchanged. Live overlap rechecked; no same-scope result found in the documented term searches."
},
"coverage": {
"literal_profiles": "32 full profiles for Y/Z at heights 0..8 and new/Omega at heights 2..8",
"general_family": "28 literal (h,m) pairs for 2<=h<=8, 1<=m<h; 4950 exact recurrence/formula pairs through h=100",
"forward_witness": "All 16384 leaves, both specified readouts, complete signed channel-polynomial digests",
"upper_bound_corroboration": "1954 paired-prefix/readout cases at heights 0..4, both orientations; written proof is the all-height evidence",
"search_limit": "No assertion of earliest possible counterexample, exact finite maximum, exhaustive parameter search, or universal profile."
}
}
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